GOVERNANCE | REGULATORY | AML/CFT | AUDITOR

GOVERNANCE

REGULATORY

BLC reporting:

Circular BCL 2014/237 and Circular 14/588

Information regarding each compartment of the fund

non-MMF:

monthly statistical report composed of:

I. S 1.6 «Information on valuation effects on the balance sheet of non-MMF investment funds». This report shall be submitted 20 days from the end of the month...

GOVERNANCE | REGULATORY | AML/CFT | AUDITOR

GOVERNANCE

REGULATORY

BLC reporting:

Circular BCL 2014/237 and Circular 14/588

Information regarding each compartment of the fund

non-MMF:

monthly statistical report composed of:

I. S 1.6 «Information on valuation effects on the balance sheet of non-MMF investment funds». This report shall be submitted 20 days from the end of the month...

GOVERNANCE | REGULATORY | AML/CFT | AUDITOR

GOVERNANCE

Annual general meeting within 6 months to approve the annual accounts and publication with the Trade and Companies Register (RCS) during the month of their approval in one of the official languages of Luxembourg  or in English.

REGULATORY

BLC reporting:

Circular BCL 2014/237 and Circular 14/588

Information regarding each...

GOVERNANCE | REGULATORY | AML/CFT | AUDITOR

GOVERNANCE

REGULATORY

BLC reporting: Circular BCL 2014/237 and Circular 14/588 Information regarding each compartment of the fund non-MMF: monthly statistical report composed of: I. S 1.6 «Information on valuation effects on the balance sheet of non-MMF investment funds». This report shall be submitted 20 days from the end...

GOVERNANCE | REGULATORY | AML/CFT | AUDITOR

GOVERNANCE

Annual review of the data protection policy, security measures, GDPR registry of processing.

REGULATORY

BLC reporting:

Circular BCL 2014/237 and Circular BCL 14/588

Information regarding each compartment of the fund

non- MMF:

monthly statistical report composed of:

I. S 1.6 «Information on valuation effects on the balance...

GOVERNANCE | REGULATORY | AML/CFT | AUDITOR

GOVERNANCE

Annual review of the conflict of interest policy and written reports by the AIFM on the types of activities undertaken by or on behalf of the AIFM which can cause a conflict of interest creating a material risk of damage to the interests of one or more AIFs under management.

REGULATORY

BLC reporting:

Circular BCL 2014/237 and...

GOVERNANCE | REGULATORY | AML/CFT | AUDITOR

GOVERNANCE

Management entities (AIFM) are required to submit to the CSSF on an annual basis a written report of the management reading the internal controls. The report develop the internal control objectives, describe the means implemented, and summarize the main observations made and deficiencies observed in the internal control process, the...