Regulatory and compliance

Our team advises clients on regulatory and compliance obligations such as:

  • AML obligations regarding preparation and implementation of AML/CFT and conflict of interest policies.
  • Analysing application of Luxembourg and European AML/CFT law and regulations, including in respect of specific transactions.
  • Supporting fund managers through the regulatory compliance process with the CSSF in establishing their funds and providing advice through the complete life cycle of alternative investment funds in areas such as implementing ESMA guidelines and CSSF regulations.
  • Governance consulting services regarding composition of governing bodies, responsibilities and decision-making.

Key competencies

arrow_forward Private equity – Fund structuring

arrow_forward Venture capital funds

arrow_forward Real estate – Fund structuring

arrow_forward Hedge funds

arrow_forward Crypto funds

arrow_forward Private debt funds

arrow_forward Infrastructure funds

arrow_forward Sustainable finance and ESG funds

arrow_forward Restructuring and insolvency

arrow_forward Fund litigation

Highlighted cases

arrow_forward Assisting the general partner of a SIF with ongoing AML/CFT issues and reporting to the CSSF, including appointment of responsible bodies and persons as required by the CSSF as well as corporate issues (board preparation, AML/CFT reports) and liaising with the CSSF and service providers.

arrow_forward Assisting the general partners of a special limited partnership and specialised investment fund with preparation of their conflict of interest policies.

arrow_forward  Assisting the general partner of a RAIF with ongoing AML/CFT issues and liaising with the Indirect Tax Authority over the appointment of the responsible bodies and persons as well as pending corporate issues (board preparation, AML/CFT reports).